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BRC - Business Risk & Compliance

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BRC supports any policy or checklist based audit and compliance function. Question based templates, defined by the business, are created to support the relevant business and audit checks, which are then scored according to the ratings applied to the questions. The system tracks the key findings and recommendations as a result of the check and prompts management both to comment on the findings and provide a completion date for the resulting actions. An executive report is automatically produced providing a ‘traffic light’ guide as to how the business function is performing as compared to the ‘best practice’ policy or checklist.

Further to this BRC provides the functionality to measure the business risk controls as identified in the firms risk register. The system supports regular reviews where the risks and controls in the register can be articulated, tested and scored. This includes linking to relevant working papers (word documents, excel spreadsheets, etc) and the creation of an action plan, which is subsequently tracked, where procedural gaps are identified. A standard executive report is produced for presentation to the relevant risk committee(s).

SPIN 2010 - SharePoint for Investment Managers

Composite business applications built for the investment management community based on an information architecture designed explicitly for investment managers that takes advantage of Sharepoint platform features and ease of use.

You get an “out of the box” quick start pack that provides you with a robust, integrated solution framework allowing you to tie in business data from legacy applications, custom databases and line of business systems with your own business content in the form of spreadsheets, text, media and external information sources. From there, you can choose from the “ready to go” suite of applications and connect them in.  You can also customise the applications and environment and even build your own bespoke business solutions. 

The platform and applications are now offered as a hosted "cloud" service or alternatively can be installed on your own site.